The Royals and “Anti-Three True Outcomes”

Alex Gordon aside, the Royals aren't big fans of the three true outcomes (via Keith Allison).

Alex Gordon aside, the Royals aren’t big fans of the three true outcomes (via Keith Allison).

Prior to the 2013 season, Dayton Moore pushed his powder blue chips in for a playoff run. The Royals had played to a .408 winning percentage since their last winning team (an 83-79 squad in 2003). They hadn’t won more than 75 games in any season from 2004 through 2012. Their No. 1-ranked farm system of the prior few years had begun funneling a ton of offensive talent to Kauffman Stadium, but injuries and subpar performances left them with few internal options for their pitching staff.

Thus, in December of 2012, Kansas City swapped top prospect Wil Myers along with Jake Odorizzi for (ostensibly) two years of nominal ace James Shields and “crossing fingers he can solidify the rotation” Wade Davis. With their competent and potent lineup including homegrown Salvador Perez, Eric Hosmer and Mike Moustakas, it seemed the Royals could contend for at least a Wild Card spot in 2013 and 2014.

The 2013 season didn’t quite pan out as they had hoped, but at 86-76 KC did achieve only its second winning season since 1993. Yordano Ventura debuted, and Royals fans could pin their hopes on the possible first successful home-grown ace pitcher since Zack Greinke.

Alas, the 2014 season has been more of the same. A recent ten-game winning streak (their longest since 1994) moved them into first place by 1 ½ games, but that only placed them at 39-32, and that burst was followed immediately by a four-game losing streak. Coming into Saturday’s contest, Kansas City’s 41-38 record (.519) was quite similar to last year’s .530 final tally.

Fans and media are noticing that, at least when it comes to offense, this year’s squad does a lot of things like last year’s group … or should I say they don’t do things. They don’t walk (their 193 free passes is last, not just in the league, but in the majors). They don’t hit homers (also last in the AL and all of MLB with 46, one behind the Cardinals). They finished 26th in walks and 28th in homers in 2013.

But I suggest this is only coming under increasing scrutiny because of the lofty expectations placed upon the club. For you see, the Royals never have really walked, or homered like their brethren. They also haven’t struck out as frequently as the competition. They are the “anti-Three True Outcomes.”

Back in February of 2012, I wrote on my blog about the concept of Three True Outcomes (TTO) for teams. I examined the walk, strikeout and homer rates for all teams from 1973 to 2011 and found the teams with the best and worst TTO rates in the DH era. I also charted the steady increase in TTO rate in the majors and tried to see if there was a correlation between team TTO rate and winning percentage (there wasn’t).

Before I share my updated research, with an emphasis on the Royals, a little KC history regarding the TTO categories:

Home Runs

Legendarily, Kansas City has never had a player with a 40-homer season and is the only current team that can make that claim. Steve Balboni’s 36 long balls in 1985 has stood up as the franchise’s leading total for 28 subsequent seasons. In fact, there have been only ten 30-homer seasons in Royals team history:

Royals 30-homer Seasons
Player HR Year
Steve Balboni 36 1985
Gary Gaetti 35 1995
Dean Palmer 34 1998
Danny Tartabull 34 1987
John Mayberry 34 1975
Jermaine Dye 33 2000
Bo Jackson 32 1989
Danny Tartabull 31 1991
Chili Davis 30 1997
George Brett 30 1985

They haven’t had a 30-homer hitter since Jermaine Dye launched 33 in 2000. If that seems like a long time, that’s because it is. With only one 30-homer season, Kansas City is five behind the next worst since 2000:

Player-Seasons with 30+ Homers, 2000 to 2013
Team Player Seasons Team Player Seasons Team Player Seasons
Yankees 26 Braves 14 Orioles 9
White Sox 25 Rockies 14 Indians 9
Rangers 22 Angels 14 Tigers 9
Phillies 20 Reds 13 Dodgers 8
Cardinals 20 Astros 13 Padres 8
Brewers 19 Diamondbacks 12 Giants 8
Blue Jays 19 Mets 12 Mariners 8
Red Sox 16 Athletics 12 Rays 7
Marlins 16 Expos / Nationals 11 Twins 6
Cubs 15 Pirates 10 Royals 1

Historically, the Royals have never been a homer-hitting team. Even in their World Series-winning year of 1985, they finished eighth out of 14 teams in the AL in homers. In fact, they’ve finished in the top half of the league in long balls only twice in their existence, and have finished in the bottom third every season since 2004:

Royals Yearly AL Ranks in Homers
Year HR Rank Year HR Rank Year HR Rank
2014 15 1999 12 1984 12
2013 15 1998 12 1983 12
2012 13 1997 10 1982 10
2011 11 1996 13 1981 10
2010 12 1995 14 1980 9
2009 13 1994 13 1979 11
2008 13 1993 10 1978 11
2007 14 1992 14 1977 6
2006 14 1991 11 1976 11
2005 14 1990 13 1975 9
2004 11 1989 13 1974 12
2003 7 1988 12 1973 9
2002 12 1987 12 1972 10
2001 11 1986 12 1971 12
2000 13 1985 8 1970 12
1969 10

Bold: Finished in top half of league.

Walks

Unlike homers, the Royals have had players lead the league in walks in a season:

But still, this is more the exception than the rule. This year’s Royals even like to swing on 3-0:

A lot of it depends on the pitcher, but it could be the best pitch you’re going to get for the rest of the at-bat. It could be,” Royals manager Ned Yost said. “So we green-light our power hitters with one out, never with no outs, and only if it’s at a point in the game where it can give us the lead or add on.”

Through June 27, they’ve had 49 plate appearances decided on a 3-0 count. That’s the fifth-fewest in the big leagues. The A’s, by comparison, have 80 such plate appearances. And yet, the Royals lead the majors in most at-bats in those situations (10), meaning they’ve eschewed ten probable walks sometime before the end of the appearance in favor of putting a ball in play on the fourth pitch.

The result: one single, one double and eight outs. That’s a .200 average in those situations, which also pales compared to the majors’ overall .330-plus average in such situations. So most other teams are better at working the count, and when they do decide on those rare occasions to swing on 3-0, they’re being more productive.

From a long-term perspective, the Royals haven’t been “walkers” since 1981. They had finished in the top half of the American League six times in nine years ending in 1980. However, they’ve been 13th or worse (out of 14 or 15 teams) nine times since 2000.

Royals Yearly AL Ranks in Walks
Year BB Rank Year BB Rank Year BB Rank
2014 15 1999 10 1984 14
2013 13 1998 12 1983 14
2012 14 1997 9 1982 13
2011 11 1996 12 1981 10
2010 9 1995 13 1980 6
2009 13 1994 12 1979 6
2008 14 1993 14 1978 10
2007 13 1992 13 1977 9
2006 10 1991 10 1976 8
2005 12 1990 10 1975 5
2004 13 1989 5 1974 3
2003 9 1988 9 1973 2
2002 8 1987 10 1972 1
2001 14 1986 13 1971 10
2000 14 1985 12 1970 8
1969 11

Bold: Finished in top half of league.

Strikeouts

As with walks, the Royals have had a couple of players lead the league in strikeouts in a season:

This is the one category of the three “true outcomes” where the Royals have actually been somewhat proficient from time to time. They finished in the top half of the league seven times in 11 years ending in 1997 and four times in six seasons ending in 2009. But take a look at their ranks from 2010 onward. The current Royals don’t work the count (as witnessed by the lack of walks), and they don’t walk back to the bench very often as victims of a punchout:

Royals Yearly AL Ranks in Strikeouts
Year K Rank Year K Rank Year K Rank
2014 15 1999 11 1984 8
2013 15 1998 11 1983 11
2012 14 1997 7 1982 8
2011 12 1996 10 1981 12
2010 14 1995 10 1980 10
2009 7 1994 5 1979 10
2008 9 1993 4 1978 13
2007 6 1992 14 1977 12
2006 8 1991 6 1976 10
2005 5 1990 9 1975 11
2004 7 1989 7 1974 9
2003 10 1988 2 1973 11
2002 13 1987 4 1972 11
2001 14 1986 8 1971 11
2000 14 1985 7 1970 4
1969 8

Now that we’re teased the original research on team TTO and given you the Royals history in these categories, let’s put them together.

Here is MLB’s TTO rate in the DH era:

Firstman-1

From approximately 1980 onward, there has been a pretty steady increase. The spike in 1987 was the result of the home run explosion that year. (Many people speculated the ball was juiced that season.) The “steroid years” provided another, longer spike in the TTO rate, and once that era ended, a more “normal”–but still observable–trend line continued. Through June 27th, this year’s rate is an all-time high of 30.6 percent.

In case you were wondering, its strikeouts, not homers or walks, that are driving the consistent increase in TTO percentage. In fact, within the past decade or so, the rate of walks and homers both have declined slightly. Conversely, this season is the first to have a K% above 20 percent. Here is the breakout of homers, walks and strikeouts as a percentage of all plate appearances by season in the DH era:

Firstman-2

As I alluded to earlier, the Royals almost always have lagged behind the rest of the league in these three categories. The chart below shows the increased lag within the past 15 years, and especially since 2010:

Firstman-3

Putting the categories together, we see that the Royals have been the “anti-TTO” for most of their existence:

Firstman-4

Their current 23.5 percent TTO would be the lowest single-season mark since the 2008 Mariners (23.2 percent). But since overall TTO rate has increased since then, the current Royals are lagging behind league average at a more severe rate. If the season ended now, their -23.3 percent variance from league TTO rate would set a record in the DH era, by nearly three percent. This would give them seven of the 17 biggest negative variances overall:

Biggest Differences Between Team And MLB TTO Rates, 1973-2014
Year Team Team TTO MLB TTO Diff
2014 KCR 23.5% 30.6% -23.3%
2002 ANA 22.4% 28.2% -20.6%
1975 STL 18.9% 23.8% -20.6%
2007 SEA 22.6% 28.2% -19.9%
2008 SEA 23.2% 28.8% -19.6%
2000 KCR 23.5% 29.1% -19.2%
1984 MIL 19.8% 24.3% -18.5%
1999 CHW 23.5% 28.8% -18.3%
2010 KCR 24.1% 29.5% -18.2%
2001 KCR 23.6% 28.7% -17.9%
1992 KCR 20.6% 25.1% -17.7%
1981 TEX 18.6% 22.6% -17.4%
1990 MIN 21.3% 25.6% -16.9%
1978 CHW 19.1% 23.0% -16.7%
1980 TEX 18.9% 22.6% -16.6%
2012 KCR 25.5% 30.4% -16.3%
1983 KCR 20.2% 24.0% -15.9%

Admittedly, the Royals TTO percentage has very little to do with their postseason chances. But while there may not be a correlation between TTO rate and winning percentage, examining only the homer and walk components leads to some interesting thoughts.

There is a definite trend line/correlation between a team’s homer and walk percentages and its overall winning percentage:

Firstman-5

That blue diamond on the 8.0% line is the 2014 Royals. You’ll notice that it’s right there with the lowest total of any team over the past 40-plus years. You’ll also notice that few, if any, teams have been able to win even at a .550 clip without having a nine-percent homer-plus-walk rate. These Royals need only look at similarly walk and homer-challenged teams to realize their chances of a winning season are poor:

Lowest HR+BB%, 1973-2014
Year Team HR% BB% HR+BB% Win%
1981 MIN 1.2% 6.8% 8.0% .376
2014 KCR 1.5% 6.5% 8.0% .519
2011 HOU 1.5% 6.5% 8.1% .346
1980 CHW 1.5% 6.7% 8.2% .438
1998 PIT 1.8% 6.4% 8.2% .426
1981 SDP 0.8% 7.4% 8.2% .373
2002 DET 2.1% 6.1% 8.2% .342
1982 SDP 1.3% 7.0% 8.3% .500
1983 KCR 1.8% 6.5% 8.3% .488
1988 CHC 1.8% 6.5% 8.3% .475
1978 HOU 1.2% 7.2% 8.4% .457
1978 STL 1.3% 7.0% 8.4% .426
2008 KCR 2.0% 6.4% 8.4% .463
1981 PIT 1.4% 7.0% 8.4% .451

However, if anyone squawks that these Royals don’t hit homers or walk, you can point out this is just their modus operandi. The park dimensions don’t matter. The personnel doesn’t matter. Even changing hitting coaches makes little difference. The Royals always have, and it seems they always will, avoid TTOs.


Diane Firstman is a data analyst for the City of New York. She has written for MLB.com -- where she published the site's first "fan" blog -- the book Lasting Yankee Stadium Memories, Baseball Toaster, Bronx Banter and her Value Over Replacement Grit blog. Follow her on Twitter @dianagram or email her here.
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Kevin R
9 years ago

When compared to the league average, the Royals’ strikeout rate this year is one of the lowest since 1969, the year the Royals began play. The Royals emphasize contact at the expense of everything else. Not a good strategy.

Diane
9 years ago
Reply to  Kevin R

A very good point! While K’ing 30% or more isn’t advisable, neither is the other extreme.

Chris Kruschke
9 years ago

Great Article! I hate the Royals (as a Twins fan), but I’m glad I stuck with the article as the tables on the bottom are absolute gems! Love it that the 1981 Twins were the all time examples in the DH era of suckitude in TTO. We all knew they were – now its just confirmed. Odd that some of those Twins teams in the mid-late ’90’s aren’t also there…

Diane
9 years ago
Reply to  Chris Kruschke

Thanks Chris!

Statistics don't lie
9 years ago

I enjoyed this article. As a fan of the Orioles, I would be delighted to see where they compare historically on TTO.

Also, I am curious whether you have seen any correlation between increased payroll and increased TTO – I would bet this us true in general, but imagine that the true TTO sluggers (Adam Dunn, Mark Reynolds types) historically aren’t signed by the teams with the highest payrolls. Teams with highest payrolls choose more balanced sluggers. OTH, many sluggers become more TTO as they age – and until recently, most salaries are allocated to players 30+. Food for thought.

Diane
9 years ago

Interesting thought! I may have to tackle that one on a more individualized basis.

Anon
9 years ago

Is there an easy way to create a list of players with the most 30+ HR seasons 2000-2013?

Pujols has 12. He only missed in 2000 (rookie in 2001) and 2013 (injury), and he is on pace to hit 30+ this year.

Matthew Murphy
9 years ago
Reply to  Anon

This would be a job for the baseball-reference (subscription required)

Matthew Murphy
9 years ago
Reply to  Matthew Murphy

(That should have said Play Index)
http://www.baseball-reference.com/play-index/

John C
9 years ago

I wonder if it’s ever dawned on the Royals that the only year in which they won a championship, they had two players who hit 30 or more home runs, plus Frank White, who hit a career-high 22 in what was a Ruthian effort by Royals standards, and 154 homers as a team? Taking a walk was still a problem for them, but you can still score enough runs to win without walking much if you can reach the fences. Just ask the ’61 Yankees.

There’s really no reason for this. Kauffman Stadium is a tough home run park, but there are tougher ones, and real power hitters like Balboni, Tartabull and Bo Jackson still got the ball into the fences there.

Mike Wilson
9 years ago

Great review, Diane! Be interesting to see where the Royals rank in GiDP. Making contact into 2 outs is never a good thing!

Diane
9 years ago
Reply to  Mike Wilson

Mike …. thanks for the kind words.

As for GIDPs, Baseball Reference to the rescue

http://bbref.com/pi/shareit/BFtOK